-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MT8ttN2y3sHC03O5/a1nMNm+OFDHPRq2w8m/cfuo0pQTO5CekcVUU3W/1eEJQAV1 Wg8s8I53RBjFnaUtTAcgHg== 0001013594-10-000192.txt : 20100216 0001013594-10-000192.hdr.sgml : 20100215 20100216160507 ACCESSION NUMBER: 0001013594-10-000192 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN DAIRY INC CENTRAL INDEX KEY: 0000789868 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 870445575 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79071 FILM NUMBER: 10607632 BUSINESS ADDRESS: STREET 1: 2275 HUNTINGTON DRIVE #278 CITY: SAN MARINO STATE: CA ZIP: 91108 BUSINESS PHONE: 626-757-8885 MAIL ADDRESS: STREET 1: 2275 HUNTINGTON DRIVE #278 CITY: SAN MARINO STATE: CA ZIP: 91108 FORMER COMPANY: FORMER CONFORMED NAME: LAZARUS INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GASLIGHT INC DATE OF NAME CHANGE: 19880421 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Pike Capital Partners, LP CENTRAL INDEX KEY: 0001220289 IRS NUMBER: 161619246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 212-878-8801 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 FORMER COMPANY: FORMER CONFORMED NAME: PIKE CAPITAL PARTNERS L P DATE OF NAME CHANGE: 20030224 SC 13G/A 1 americandairy13ga-021610.htm FEBRUARY 16, 2010 americandairy13ga-021610.htm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13G
(RULE 13d - 102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)

(Amendment No.6)*

American Dairy Inc.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

025334103
(CUSIP Number)

December 31, 2009
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ]Rule 13d-1(b)
[x]Rule 13d-1(c)
[ ]Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on the Following Pages)


 
 

 

CUSIP No. 025334103

1.NAMES OF REPORTING PERSONS
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 
Pike Capital Partners, LP
 
16-1619246

2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)[x]
(b)[ ]

3.SEC USE ONLY

4.CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:

5.SOLE VOTING POWER

0

6.SHARED VOTING POWER

275,000

7.SOLE DISPOSITIVE POWER

0

8.SHARED DISPOSITIVE POWER

275,000

9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

275,000

10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
     EXCLUDES CERTAIN SHARES*[ ]

11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

1.3%

12.TYPE OF REPORTING PERSON*

PN

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 
 

 

CUSIP No. 025334103

1.NAMES OF REPORTING PERSONS
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 
Pike Capital Partners (QP), LP
 
20-3549762

2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)[x]
(b)[ ]

3.SEC USE ONLY

4.CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5.SOLE VOTING POWER

0

6.SHARED VOTING POWER

275,000

7.SOLE DISPOSITIVE POWER

0

8.SHARED DISPOSITIVE POWER

275,000

9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

275,000

10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
     EXCLUDES CERTAIN SHARES*[ ]

11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

1.3%

12.TYPE OF REPORTING PERSON*

PN

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 
 

 

This statement is filed with respect to the shares of common stock, having $.001 par value (the “Common Stock”) of American Dairy Inc. (the “Issuer”) beneficially owned by Pike Capital Partners, L.P. and Pike Capital Partners (QP), LP (collectively, the “Reporting Persons”) as of February 15, 2010 and amends and supplements the Schedule 13G originally filed on December 16, 2004, as previously amended (collectively, the “Schedule 13G”).  Except as set forth herein, the Schedule 13G is unmodified.

Item 4.   Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

Pike Capital Partners, LP
Pike Capital Partners (QP), LP

             (A)  AMOUNT BENEFICIALLY OWNED:  275,000*

             (B)  PERCENT OF CLASS: 1.3%

             (C)  NUMBER OF SHARES AS TO WHICH THE PERSON HAS:

                  (I)    SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 0

                  (II)   SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 275,000

                  (III)  SOLE POWER TO DISPOSE OR TO DIRECT THE
                         DISPOSITION OF: 0

                  (IV)   SHARED POWER TO DISPOSE OR TO DIRECT THE
                         DISPOSITION OF: 275,000

*Of the 275,000 shares reported herein, (a) Pike Capital Partners, LP owns 42,633 shares of Common Stock, and (b) Pike Capital Partners (QP), LP owns 232,367 shares of Common Stock.

Item 5.   Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[X].

Item 10.  Certification.

By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 
 

 


SIGNATURES

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.


Dated:  February 16, 2010


PIKE CAPITAL PARTNERS (QP), LP
By: Pike Capital Management LLC, its General Partner

                            
By: /s/ Kevin R. Arps
              Kevin R. Arps, Chief Financial Officer            


PIKE CAPITAL PARTNERS, LP
By: Pike Capital Management LLC, its General Partner

                            
By: /s/ Kevin R. Arps
              Kevin R. Arps, Chief Financial Officer            





 
 

 

EXHIBIT INDEX

The following exhibits are filed with this report on Schedule 13G/A:

Exhibit A - Identification of entities which acquired the shares which are
the subject of this report on Schedule 13G/A

Exhibit B - Joint Filing Agreement dated February 9, 2007 among Pike
Capital Partners (QP), LP and Pike Capital Partners, LP.
(previously filed)

 
 

 

EXHIBIT A

Identification of entities which acquired the shares which are the subject of
this report on Schedule 13G/A.

(1)      Pike Capital Partners (QP), LP, a private investment partnership formed under the laws of State of Delaware. Pike Capital Management LLC is the General Partner of Pike Capital Partners (QP), LP. Mr. Daniel W. Pike is the Managing Member of Pike Capital Management LLC.

(2)      Pike Capital Partners, LP, a private investment partnership formed under the laws of State of Delaware. Pike Capital Management LLC is the General Partner of Pike Capital Partners, LP. Mr. Daniel W. Pike is the Managing Member of Pike Capital Management LLC.
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